Bad luck may have caused Neanderthals' extinction – study

Perhaps it wasn’t our fault after all: research into the demise of the Neanderthals has found that rather than being outsmarted by Homo sapiens, our burly, thick-browed cousins may have gone extinct through bad luck alone.

The Neanderthal population was so small at the time modern humans arrived in Europe and the Near East that inbreeding and natural fluctuations in birth rates death rates and sex ratios could have finished them off, the scientists claim.

The findings suggest that the first modern humans to reach Europe were not superior to the Neanderthals, as some accounts argue, and that anyone encumbered by survivors’ guilt may have good reason to unburden themselves.

“The standard story is that Homo sapiens invaded Europe and the near east where Neanderthals were living and then we outsmarted them or outnumbered them,” said Krist Vaesen, from Eindhoven University of Technology. “The main conclusion of our work is that humans were not needed for the Neanderthals to go extinct. It’s certainly possible that it was just bad luck.”

Scientists broadly agree that the Neanderthals died out about 40,000 years ago, after a wave of modern humans migrated out of Africa about 20,000 years earlier. What remains unclear is why the Neanderthals died out and what role, if any, our ancestors had in the act.

Often portrayed as the simple, stocky relatives of modern humans, Neanderthals had similar brains and developed a rich culture. Beyond their complex stone tools and painted jewellery, the Neanderthals adorned a Spanish cave in art, leaving hand stencils behind for modern humans to ponder long after they died out.

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To investigate what might have spelled the end for the Neanderthals, the researchers modelled how their populations might have fared over 10,000 years, taking three distinct factors into account. The first was inbreeding, which harms the fitness of the population. The second involved so-called Allee effects, where small populations fail to grow because of limited mate choice, and have too few people to hunt, protect food from other animals, and raise the group’s children. The third factor was natural fluctuations in birth rates, deaths and sex ratios.

The models showed that the Neanderthals were unlikely to have died out through inbreeding alone. But inbreeding combined with Allee effects and other natural shifts in the population could have done the job. When modern humans arrived, the Neanderthal population was between 10,000 and 70,000 individuals.

“Their extinction might have happened anyway,” said Vaesen. “This is more like what we see with other hominin species. It’s a natural process. Species go extinct.”

Writing in the journal Plos One, the scientists described one scenario where modern humans are at least partly to blame. On arrival in Europe, modern humans may have made disparate groups of Neanderthals even more isolated, leaving them more vulnerable to dying out from the natural factors the scientists modelled. “It has nothing to do with competition or superiority, it’s more of a fragmentation of the habitat,” Vaesen said.

Penny Spikins, an archaeologist at the University of York, said: “We know that Neanderthal populations were already small, fragmented and affected by inbreeding, and the effects of these characteristics alone may explain their demise. They may have been hanging on for thousands of years before … ‘a stroke of bad luck’ tipped their population over a balance point and led to their demise.”

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But the debate will rumble on for some time yet, said Dr Spikins. The scientists based their models of Neanderthal populations on modern human groups, but the two are biologically different. “We have yet to fully understand these effects and so it may be a little premature to entirely absolve ourselves of ‘survivor’s guilt’,” she said.


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